Technical Analyst - Compliance

Full Time
Closing date 30/07/2024
Published on 08/05/2024

Job Description


Department:     Compliance

Directorate:       Regulatory

Reports to:        Senior Executive – Compliance


Job Purpose

As a Compliance Auditor within the Compliance department, the candidate will be responsible for reviewing compliance audits and ensure that MGA licensees are compliant with the applicable laws, regulations and directives. Also the candidate will ensure licensees are adapting and maintaining professional standards at all times.


Key Accountabilities/Key Activities:

  • Reviewing compliance audit reports conducted on all type of licensees and affiliated entities submitted by third party service providers;
  • Ensuring that operators submit relevant documentation, compliant with the applicable laws and operate in accordance with the Authority’s directives and policies. In fulfilling tasks, the auditor is expected to:
    • review and monitor compliance of licensees’ systems and submit recommendations;
    • ensure completion of audit assignments, and provide independent, objective assurance;
    • ensure final reports are issued with all recommendations;
    • oversee and provide quality control on Prudential Compliance audits;
  • Taking the lead in conducting:
    • On-site audits on gaming operators offering live table games; and
    •  Targeted audits when necessary
  • Ensuring non-compliances observed are reported, escalated and adhered to by the licensees within a reasonable timeframe as agreed by the Authority;
  • Reviewing reports submitted by licensees in the case of breaches of the company’s information security that adversely affects the confidentiality, integrity and availability of information relating to players;
  • Formulating and assisting in the development of and/or maintaining processes and policies to achieve the objectives of the Department as may be communicated from time to time;
  • Liaising with other Departments on prudential compliance matters, as necessary;
  • Participating in meetings and/or calls with gaming operators or general queries;
  • Carrying out any other duties/tasks as may be instructed from time to time by Management.​

Technical/Professional Expertise:

  • In possession of a Degree in Computer Science/Management Information Systems (MQF Level 6).
  • Possession of experience or qualifications in business, finance or accounting will be considered an asset;
  • Possession of or willingness to pursue recognised certification to undertake IT audits (such as CISA or equivalent);
  • Experience in information systems and financial auditing will be considered as an asset;
  • Interested in IT industry developments and changes;
  • Be capable of working within a team, manage multiple engagements and work to demanding deadlines;
  • Ability to work under pressure in a fast-paced and changing environment;
  • Ability to identify high risk areas, organise and present findings and recommendations in a concise manner (both verbal and written);
  • Be smart, highly motivated, well presented and with good communication skills;
  • Leads and develops others;
  • Thinks and acts strategically; and
  • Takes ownership and actions.
  • English